embargo of Serbia

Doug Henwood dhenwood at panix.com
Thu Jun 17 09:03:20 PDT 1999


Still catching up, so I don't know if anyone answered Barkley's question about the embargo, but a quick glance at the subject headings looks like a no. Anyway, these two documents are from the White House web site.

Doug

----

<http://www.pub.whitehouse.gov/uri-res/I2R?urn:pdi://oma.eop.gov.us/1999/5/4/11. text.1>

THE WHITE HOUSE

Office of the Press Secretary ________________________________________________________________________ For Immediate Release May 1, 1999

FACT SHEET

New Sanctions Against the Federal Republic of Yugoslavia

During the Washington Summit April 23-25, NATO allies agreed to intensify economic sanctions against the Federal Republic of Yugoslavia (FRY) and maximize the pressure on President Slobodan Milosevic to accept NATO's conditions for securing a durable peace in Kosovo. These sanctions reinforce the military action NATO has undertaken to reverse the ethnic cleansing campaign waged by Serbian security and paramilitary forces against the Kosovar Albanians.

To implement this agreement, President Clinton signed an Executive Order on April 30, 1999, which strengthens sanctions on the Federal Republic of Yugoslavia (Serbia and Montenegro). This Executive Order adds to the measures already in place under Executive Order 13088, which entered into effect on June 9, 1999.

The sanctions consist of:

- The blocking of all property and interests in property of the

Governments of the Federal Republic of Yugoslavia (Serbia and

Montenegro), Serbia, and Montenegro;

- A general ban on all U.S. exports and reexports to and imports from

the Federal Republic of Yugoslavia (Serbia and Montenegro),

including specifically the export of petroleum and strategic

goods; and

- The elimination of loopholes by strengthened provisions on evasion.

The current exemption from Montenegro will remain in force, reflecting the strong U.S. support for the democratically-elected, multi-ethnic government of that republic. Special consideration will also be given to the humanitarian needs of refugees from Kosovo and other civilians within the Federal Republic of Yugoslavia.

Finally, the Executive Order provides appropriate licensing authority for sales of food and medicine, consistent with the President's April 28 announcement.

The State Department continues to enforce an embargo against the shipment of arms and related materiel to the Federal Republic of Yugoslavia (Serbia and Montenegro) under the Arms Export Control Act.

###

---------

<<http://www.pub.whitehouse.gov/uri-res/I2R?urn:pdi://oma.eop.gov.us/1995/12/8/4 .text.1>

THE WHITE HOUSE

Office of the Press Secretary

_______________________________________________________________

For Immediate Release December 8, 1995

TO THE CONGRESS OF THE UNITED STATES:

On May 30, 1992, in Executive Order No. 12808, the

President declared a national emergency to deal with the threat

to the national security, foreign policy, and economy of the

United States arising from actions and policies of the

Governments of Serbia and Montenegro, acting under the name of

the Socialist Federal Republic of Yugoslavia or the Federal

Republic of Yugoslavia, in their involvement in and support for

groups attempting to seize territory in Croatia and the Republic

of Bosnia and Herzegovina by force and violence utilizing, in

part, the forces of the so-called Yugoslav National Army (57 FR

23299, June 2, 1992). I expanded the national emergency in

Executive Order No. 12934 of October 25, 1994, to address the

actions and policies of the Bosnian Serb forces and the

authorities in the territory of the Republic of Bosnia and

Herzegovina that they control.

The present report is submitted pursuant to 50 U.S.C.

1641(c) and 1703(c) and covers the period from May 30, 1995,

to November 29, 1995. It discusses Administration actions

and expenses directly related to the exercise of powers and

authorities conferred by the declaration of a national emergency

in Executive Order No. 12808 and Executive Order No. 12934 and

to expanded sanctions against the Federal Republic of Yugoslavia

(Serbia and Montenegro) (the "FRY (S&M)") and the Bosnian Serbs

contained in Executive Order No. 12810 of June 5, 1992 (57 FR

24347, June 9, 1992), Executive Order No. 12831 of January 15,

1993 (58 FR 5253, January 21, 1993), Executive Order No. 12846

of April 25, 1993 (58 FR 25771, April 27, 1993), and Executive

Order No. 12934 of October 25, 1994 (59 FR 54117, October 27,

1994).

1. Executive Order No. 12808 blocked all property and

interests in property of the Governments of Serbia and

Montenegro, or held in the name of the former Government of the

Socialist Federal Republic of Yugoslavia or the Government of

the Federal Republic of Yugoslavia, then or thereafter located

in the United States or within the possession or control of

United States persons, including their overseas branches.

Subsequently, Executive Order No. 12810 expanded U.S.

actions to implement in the United States the United Nations

sanctions against the FRY (S&M) adopted in United Nations

Security Council (UNSC) Resolution 757 of May 30, 1992. In

addition to reaffirming the blocking of FRY (S&M) Government

property, this order prohibited transactions with respect to

the FRY (S&M) involving imports, exports, dealing in FRY

(S&M)-origin property, air and sea transportation, contract

performance, funds transfers, activity promoting importation or

exportation or dealings in property, and official sports,

scientific, technical, or other cultural representation of, or

sponsorship by, the FRY (S&M) in the United States.

Executive Order No. 12810 exempted from trade restrictions

(1) transshipments through the FRY (S&M), and (2) activities

related to the United Nations Protection Force (UNPROFOR), the

Conference on Yugoslavia, or the European Community Monitor

Mission.

On January 15, 1993, President Bush issued Executive

Order No. 12831 to implement new sanctions contained in

UNSC Resolution 787 of November 16, 1992. The order revoked

the exemption for transshipments through the FRY (S&M) contained

in Executive Order No. 12810, prohibited transactions within the

United States or by a United States person relating to FRY (S&M)

vessels and vessels in which a majority or controlling interest

is held by a person or entity in, or operating from, the FRY

(S&M), and stated that all such vessels shall be considered as

vessels of the FRY (S&M), regardless of the flag under which

they sail.

On April 25, 1993, I issued Executive Order No. 12846 to

implement in the United States the sanctions adopted in UNSC

Resolution 820 of April 17, 1993. That resolution called on the

Bosnian Serbs to accept the Vance-Owen peace plan for the

Republic of Bosnia and Herzegovina and, if they failed to do so

by April 26, 1993, called on member states to take additional

measures to tighten the embargo against the FRY (S&M) and

Serbian-controlled areas of the Republic of Bosnia and

Herzegovina and the United Nations Protected Areas in Croatia.

Effective April 26, 1993, the order blocked all property and

interests in property of commercial, industrial, or public

utility undertakings or entities organized or located in the

FRY (S&M), including property and interests in property of

entities (wherever organized or located) owned or controlled by

such undertakings or entities, that are or thereafter come

within the possession or control of United States persons.

On October 25, 1994, in view of UNSC Resolution 942 of

September 23, 1994, I issued Executive Order No. 12934 in order

to take additional steps with respect to the crisis in the

former Yugoslavia (59 FR 54117, October 27, 1994). Executive

Order No. 12934 expands the scope of the national emergency

declared in Executive Order No. 12808 to address the unusual and

extraordinary threat to the national security, foreign policy,

and economy of the United States posed by the actions and

policies of the Bosnian Serb forces and the authorities in the

territory in the Republic of Bosnia and Herzegovina that they

control, including their refusal to accept the proposed

territorial settlement of the conflict in the Republic of Bosnia

and Herzegovina.

The Executive order blocks all property and interests in

property that are in the United States, that hereafter come

within the United States, or that are or hereafter come within

the possession or control of United States persons (including

their overseas branches) of: (1) the Bosnian Serb military and

paramilitary forces and the authorities in areas of the Republic

of Bosnia and Herzegovina under the control of those forces;

(2) any entity, including any commercial, industrial, or public

utility undertaking, organized or located in those areas of the

Republic of Bosnia and Herzegovina under the control of Bosnian

Serb forces; (3) any entity, wherever organized or located,

which is owned or controlled directly or indirectly by any

person in, or resident in, those areas of the Republic of Bosnia

and Herzegovina under the control of Bosnian Serb forces; and

(4) any person acting for or on behalf of any person within the

scope of the above definitions.

The Executive order also prohibits the provision or

exportation of services to those areas of the Republic of Bosnia

and Herzegovina under the control of Bosnian Serb forces, or to

any person for the purpose of any business carried on in those

areas, either from the United States or by a United States

person. The order also prohibits the entry of any U.S.-flagged

vessel, other than a U.S. naval vessel, into the riverine ports

of those areas of the Republic of Bosnia and Herzegovina under

the control of Bosnian Serb forces. Finally, any transaction by

any United States person that evades or avoids, or has the

purpose of evading or avoiding, or attempts to violate any of

the prohibitions set forth in the order is prohibited.

Executive order No. 12934 became effective at 11:59 p.m.,

e.d.t., on October 25, 1994.

2. The declaration of the national emergency on May 30,

1992, was made pursuant to the authority vested in the President

by the Constitution and laws of the United States, including the

International Emergency Economic Powers Act (50 U.S.C. 1701

et seq.), the National Emergencies Act (50 U.S.C. 1601 et

seq.), and section 301 of title 3 of the United States Code.

The emergency declaration was reported to the Congress on May

30, 1992, pursuant to section 204(b) of the International

Emergency Economic Powers Act (50 U.S.C. 1703(b)) and the

expansion of that national emergency under the same authorities

was reported to the Congress on October 25, 1994. The

additional sanctions set forth in related Executive orders were

imposed pursuant to the authority vested in the President by the

Constitution and laws of the United States, including the

statutes cited above, section 1114 of the Federal Aviation Act

(49 U.S.C. App. 1514), and section 5 of the United Nations

Participation Act (22 U.S.C. 287c).

3. Effective June 30, 1995, the Federal Republic of

Yugoslavia (Serbia and Montenegro) Sanctions Regulations, 31

C.F.R. Part 585 (the "Regulations"), were amended to implement

Executive Order No. 12934 (60 FR 34144, June 30, 1995). The

name of the Regulations was changed to reflect the expansion of

the national emergency to the Bosnian Serbs, and now reads

"Federal Republic of Yugoslavia (Serbia & Montenegro) and

Bosnian Serb-Controlled Areas of the Republic of Bosnia and

Herzegovina Sanctions Regulations." A copy of the amended

Regulations is attached.

Treasury's blocking authority as applied to FRY (S&M)

subsidiaries and vessels in the United States has been

challenged in court. In Milena Ship Management Company, Ltd. v.

Newcomb, 804 F.Supp. 846, 855, and 859 (E.D.L.A. 1992) aff'd,

995 F.2d 620 (5th Cir. 1993), cert. denied, 114 S.Ct. 877

(1994), involving five ships owned or controlled by FRY (S&M)

entities blocked in various U.S. ports, the blocking authority

as applied to these vessels was upheld. In IPT Company, Inc. v.

United States Department of the Treasury, No. 92 CIV 5542

(S.D.N.Y. 1994), the district court also upheld the blocking

authority as applied to the property of a Yugoslav subsidiary

located in the United States, and the case was subsequently

settled.

4. Over the past 6 months, the Departments of State and

Treasury have worked closely with European Union (the "EU")

member states and other U.N. member nations to coordinate

implementation of the U.N. sanctions against the FRY (S&M).

This has included continued deployment of Organization for

Security and Cooperation in Europe (OSCE) sanctions assistance

missions (SAMs) to Albania, Bulgaria, Croatia, the Former

Yugoslav Republic of Macedonia, Hungary, Romania, and Ukraine to

assist in monitoring land and Danube River traffic; support for

the International Conference on the Former Yugoslavia (ICFY)

monitoring missions along the Serbia-Montenegro-Bosnia border;

bilateral contacts between the United States and other countries

for the purpose of tightening financial and trade restrictions

on the FRY (S&M); and ongoing multilateral meetings by financial

sanctions enforcement authorities from various countries to

coordinate enforcement efforts and to exchange technical

information.

5. In accordance with licensing policy and the

Regulations, the Office of Foreign Assets Control (FAC) has

exercised its authority to license certain specific transactions

with respect to the FRY (S&M), which are consistent with U.S.

foreign policy and the Security Council sanctions. During the

reporting period, FAC has issued 90 specific licenses regarding

transactions pertaining to the FRY (S&M) or assets it owns or

controls, bringing the total specific licenses issued as of

October 13, 1995, to 1,020. Specific licenses have been issued:

(1) for payment to U.S. or third country secured creditors,

under certain narrowly defined circumstances, for preembargo

import and export transactions; (2) for legal representation or

advice to the Government of the FRY (S&M) or FRY (S&M)-located

or controlled entities; (3) for the liquidation or protection of

tangible assets of subsidiaries of FRY (S&M)-located or

controlled firms located in the United States; (4) for limited

transactions related to FRY (S&M) diplomatic representation in

Washington and New York; (5) for patent, trademark, and

copyright protection in the FRY (S&M) not involving payment to

the FRY (S&M) Government; (6) for certain communications, news

media, and travel-related transactions; (7) for the payment of

crews' wages, vessel maintenance, and emergency supplies for

FRY (S&M)-controlled ships blocked in the United States; (8) for

the removal from the FRY (S&M), or protection within the

FRY (S&M), of certain property owned and controlled by U.S.

entities; (9) to assist the United Nations in its relief

operations and the activities of the UNPROFOR; and (10) for

payment from funds outside the United States where a third

country has licensed the transaction in accordance with U.N.

sanctions. Pursuant to U.S. regulations implementing UNSC

Resolutions, specific licenses have also been issued to

authorize exportation of food, medicine, and supplies intended

for humanitarian purposes in the FRY (S&M).

During the period, FAC addressed the status of the

unallocated debt of the former Yugoslavia by authorizing

nonblocked U.S. creditors under the New Financing Agreement for

Yugoslavia (Blocked Debt) to exchange a portion of the Blocked

Debt for new debt (bonds) issued by the Republic of Slovenia.

The completion of this exchange will mark the transfer to

Slovenia of sole liability for a portion of the face value of

the $4.2 billion unallocated debt of the FRY (S&M) for which

Slovenia, prior to the authorized exchange, was jointly and

severally liable. The exchange will relieve Slovenia of the

joint and several liability for the remaining unallocated

FRY (S&M) debt and pave the way for its entry into

international capital markets.

During the past 6 months, FAC has continued to oversee the

liquidation of tangible assets of the 15 U.S. subsidiaries of

entities organized in the FRY (S&M). Subsequent to the issuance

of Executive Order No. 12846, all operating licenses issued for

these U.S.-located Serbian or Montenegrin subsidiaries or joint

ventures were revoked, and the net proceeds of the liquidation

of their assets placed in blocked accounts.

In order to reduce the drain on blocked assets caused by

continuing to rent commercial space, FAC arranged to have the

blocked personalty, files, and records of the two Serbian

banking institutions in New York moved to secure storage. The

personalty is being liquidated, with the net proceeds placed in

blocked accounts.

Following the sale of the M/V Kapetan Martinovic in January

1995, five Yugoslav-owned vessels remain blocked in the United

States. Approval of the UNSC's Serbian Sanctions Committee was

sought and obtained for the sale of the M/V Kapetan Martinovic

(and the M/V Bor, which was sold in June 1994).

With the FAC-licensed sales of the M/V Kapetan Martinovic

and the M/V Bor, those vessels were removed from the list of

blocked FRY (S&M) entities and merchant vessels maintained by

FAC. As of October 12, 1995, five additional vessels have been

removed from the list of blocked FRY (S&M) entities and merchant

vessels maintained by FAC as a result of sales conditions that

effectively extinguished any FRY (S&M) interest: the M/V Blue

Star, M/V Budva, M/V Bulk Star, M/V Hanuman, and M/V Sumadija.

The new owners of several other formerly Yugoslav-owned vessels,

which have been sold in other countries, have petitioned FAC to

remove those vessels from the list.

During the past 6 months, U.S. financial institutions have

continued to block funds transfers in which there is a possible

interest of the Government of the FRY (S&M) or an entity or

undertaking located in or controlled from the FRY (S&M), and to

stop prohibited transfers to persons in the FRY (S&M). The

value of transfers blocked has amounted to $137.5 million since

the issuance of Executive Order No. 12808, including some

$13.9 million during the past 6 months.

To ensure compliance with the terms of the licenses that

have been issued under the program, stringent reporting

requirements are imposed. More than 318 submissions have been

reviewed by FAC since the last report, and more than 130

compliance cases are currently open.

6. Since the issuance of Executive Order No. 12810, FAC

has worked closely with the U.S. Customs Service to ensure both

that prohibited imports and exports (including those in which

the Government of the FRY (S&M) or Bosnian Serb authorities have

an interest) are identified and interdicted, and that permitted

imports and exports move to their intended destination without

undue delay. Violations and suspected violations of the embargo

are being investigated and appropriate enforcement actions are

being taken. Numerous investigations carried over from the

prior reporting period are continuing. Since the last report,

FAC has collected 10 civil penalties totaling more than $27,000.

Of these, five were paid by U.S. financial institutions for

violative funds transfers involving the Government of the

FRY (S&M), persons in the FRY (S&M), or entities located or

organized in or controlled from the FRY (S&M). One U.S. company

and one air carrier have also paid penalties related to

unlicensed payments to the Government of the FRY (S&M) or other

violations of the Regulations. Two companies and one law firm

have also remitted penalties for their failure to follow the

conditions of FAC licenses.

7. The expenses incurred by the Federal Government in the

6-month period from May 30, 1995, through November 29, 1995,

that are directly attributable to the declaration of a national

emergency with respect to the FRY (S&M) and the Bosnian Serb

forces and authorities are estimated at about $3.5 million, most

of which represent wage and salary costs for Federal personnel.

Personnel costs were largely centered in the Department of the

Treasury (particularly in FAC and its Chief Counsel's Office,

and the U.S. Customs Service), the Department of State, the

National Security Council, the U.S. Coast Guard, and the

Department of Commerce.

8. The actions and policies of the Government of the

FRY (S&M), in itsinvolvement in and support for groups attempting to

seize and hold territory in the Republics of Croatia and Bosnia and

Herzegovina by force and violence, and the actions and policies

of the Bosnian Serb forces and the authorities in the areas of

Bosnia and Herzegovina under their control, continue to pose an

unusual and extraordinary threat to the national security,

foreign policy, and economy of the United States. The United

States remains committed to a multilateral resolution of the

conflict through implementation of the United Nations Security

Council resolutions.

I shall continue to exercise the powers at my disposal to

apply economic sanctions against the FRY (S&M) and the Bosnian

Serb forces, civil authorities, and entities, as long as these

measures are appropriate, and will continue to report

periodically to the Congress on significant developments

pursuant to 50 U.S.C. 1703(c).

WILLIAM J. CLINTON

THE WHITE HOUSE,

December 8, 1995.

# # #



More information about the lbo-talk mailing list